Financial Conduct Authority

Results: 435



#Item
261Prudential Regulation Authority / Financial Conduct Authority / United Kingdom / Economy of the United Kingdom / Financial Services and Markets Act

FCA[removed]PRA[removed]LEGAL CUTOVER (GENERAL TRANSITIONAL AND MISCELLANEOUS PROVISIONS) INSTRUMENT 2013 WHEREAS: A. The Authority has, in accordance with Article 5 of the Designation Order, appointed

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Source URL: media.fshandbook.info

Language: English - Date: 2013-03-25 10:45:04
262Financial institutions / Service industries / The Canterbury Tales / Institutional investors / Geoffrey Chaucer / Physiognomists / Insurance / Reinsurance / Financial Conduct Authority / Investment / Financial economics / United Kingdom

Gold winning Paralympian at Free Football Funday Triple Paralympian Andy Barrow inspired the next generation of ‘budding Beckhams’ at a Free Football Funday during half term. The Chaucer Foundation, a Kent-based char

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Source URL: www.chaucer-foundation.org.uk

Language: English - Date: 2014-11-06 07:03:57
263Financial institutions / Institutional investors / Financial Services Compensation Scheme / Types of insurance / Insurance / Financial Services Authority / Financial Services and Markets Act / Sourcebook / Mortgage Conduct of Business rules / Economy of the United Kingdom / United Kingdom / Investment

[removed]: Financial Services Compensation Scheme (Limits Amendment) Instrument 2009

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:27
264Financial Services and Markets Act / Sourcebook / Business / Mortgage Conduct of Business rules / Sale and rent back / United Kingdom / Economy of the United Kingdom / Financial Services Authority

[removed]: Handbook Administration (No 21) Instrument 2011

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:30
265Financial Conduct Authority / Financial Services Authority / Financial Services and Markets Act / Economy of the United Kingdom / United Kingdom / Prudential Regulation Authority

FCA[removed]PRA[removed]LEGAL CUTOVER (FINANCIAL CONDUCT AUTHORITY AND PRUDENTIAL REGULATION AUTHORITY HANDBOOKS (GENERAL PROVISIONS)) INSTRUMENT 2013 WHEREAS:

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Source URL: media.fshandbook.info

Language: English - Date: 2013-03-07 06:58:18
266Financial Services Authority / Financial Conduct Authority / Risk / Prudential Regulation Authority / Financial adviser / Economy of the United Kingdom / United Kingdom / Martin Wheatley

      Welcome to the April 2013 edition of the Oxford Risk newsletter!     Our aim is to bring you news and views from the risk profiling sector on a quarterly basis, with a focus on the UK

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Source URL: www.oxfordrisk.com

Language: English - Date: 2013-04-18 05:27:44
267Mortgage Conduct of Business rules / Mortgage industry of the United Kingdom / United States housing bubble / Mortgage-backed security / Financial Services Authority / Mortgage loan / Financial Services and Markets Act / MERS / Economy of the United Kingdom / United Kingdom / Mortgage industry of the United States

Microsoft Word - MCOB consequentials instrument.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:20
268Economy of the United Kingdom / Financial Conduct Authority

FCA[removed]LEGAL CUTOVER (THRESHOLD CONDITIONS) INSTRUMENT 2013 WHEREAS: A. The Authority has, in accordance with Article 5 of the Designation Order, appointed persons to exercise functions referred to in Article 5(1) o

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Source URL: media.fshandbook.info

Language: English - Date: 2013-03-25 10:54:24
269Financial regulation / Financial markets / Financial services / Markets in Financial Instruments Directive / Collective investment scheme / ICMA / Security / Short / Investment banking / Financial economics / Investment / Finance

Jason Pope and Leonor Dormido Jordá Policy, Risk and Research Division Financial Conduct Authority 25 The North Colonnade Canary Wharf London E14 5HS

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Source URL: www.isma.org

Language: English
270Economics / Insider trading / Stock market / Financial economics / Capital Market Authority / Market manipulation / Securities Exchange Act / SEC Rule 10b-5 / Financial crimes / Financial system / Corruption

Market Conduct Regulations Contents Part 1: Preliminary Provisions Article 1: Definitions

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Source URL: cma.org.sa

Language: English - Date: 2014-11-12 04:59:23
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